HKS Affiliated Authors
Adjunct Professor of Public Policy
Excerpt
Excerpt
The SEC Plans to Collect Too Much Information. Hal Scott, October 2, 2017, Opinion, "Is your personal information safe from the Securities and Exchange Commission? The SEC has mandated that U.S. stock exchanges and the Financial Industry Regulatory Authority establish a database by November 2018 that will store the names, birth dates, Social Security numbers and brokerage accounts of tens of millions of U.S. investors as part of the Consolidated Audit Trail." Link