HKS Faculty Research Working Paper Series
HKS Working Paper No. RWP12-049
November 2012 (Updated June 2013)
Abstract
Ballot initiatives are consequential and common, with total spending on initiative campaigns in
the US rivaling that of Presidential campaigns. Observational studies using regression
approaches on observational data have alternately found that initiative campaign spending cannot
affect initiative outcomes, can increase the number of votes rejecting (but not approving)
initiatives, or can affect outcomes in either direction. We report the first well-powered precinctrandomized
field experiment to evaluate an initiative advocacy campaign. We find that
campaigns can influence both rejection and approval of initiatives by changing how citizens
vote, as opposed to by influencing turnout or ballot completion. Our experiment (involving
around 18% of Oregon households in 2008) studied a statewide mail program conducted by a
Political Action Committee. Results further suggest that two initiatives would have passed if not
for the advocacy campaign to reject them. We discuss implications for theories about direct
democracy, campaign finance, and campaign effects.
Citation
Rogers, Todd, and Joel A. Middleton. "Are Ballot Initiative Outcomes Influenced by the Campaigns of Independent Groups? A Precinct-Randomized Field Experiment." HKS Faculty Research Working Paper Series RWP12-049, November 2012 (Updated June 2013).